Investment Profile

Please complete the form below about your Investment Profile.

 

Investment Profile
Question Options Points Your Score
1) How many years do you have until you expect to retire? A. More than 20 years
B. 10 to 20 years
C. 5 to 9 years
D. Less than 5 years
Enter 10 points
Enter 8 points
Enter 6 points
Enter 2 points
2) From an original investment of $75,000, your portfolio that has grown to $100,000 quickly declines by $15,000, or 15%. Which best describes your response? A. I would look to invest more
B. I would take no action
C. I would be somewhat concerned
D. I would probably sell
E. I would try to avoid this investment
Enter 4 points
Enter 3 points
Enter 2 points
Enter 1 points
Enter 0 points
3) Your portfolio from question 2, now worth $85,000, quickly declines to $76,500, or 10%. Which best describes your response? A. I would look to invest more
B. I would take no action
C. I would be somewhat concerned
D. I would probably sell
E. I would try to avoid this investment
Enter 4 points
Enter 3 points
Enter 2 points
Enter 1 points
Enter 0 points
4) Which situation best describes your current income needs from your investments? A. I want to earn a lot more than inflation and am willing to accept sizable fluctuations to achieve that.
B. I want to earn slightly more than Inflation and am willing to accept some value fluctuations to achieve that.
C. I am satisfied to keep pace with inflation so long as the investment value remains stable.
Enter 5 points
Enter 3 points
Enter 1 points
5) After I retire, I probably won’t need to make significant withdrawals from this account for the following number of years: A. Probably for the rest of my life
B. Less than 10 years
C. Less than 5 years
Enter 6 points
Enter 3 points
Enter 1 points
6) Do you have funds outside this account equal to at least 6 months of your income that you can draw on in case of emergency? A. Yes
B. No
Enter 4 points
Enter 0 points
7) I believe that my income stream is: A. Very stable for the foreseeable future
B. Fairly stable for the foreseeable future
C. Not very stable for the foreseeable future
D. Not possible to know at this time
Enter 6 points
Enter 4 points
Enter 2 points
Enter 1 points
8) Have you ever invested in mutual funds or stock before? A. Yes; I understood & was comfortable with the risk
B. No; I understood & would have been comfortable with the risk.
C. Yes; I understood & was uncomfortable with the risk.
D. No; because I was uncomfortable with the risk as I understood it.
Enter 6 points
Enter 3 points
Enter 1 points
Enter 0 points
Total Score